-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IvgP8VIthXBcjIbr1ZgnO910m9pGgqUeECO0sbJidPFz64q+m/BSd8ybToSyKW8D 7KHgE6xVV5XrYjN4O7Rmyw== 0000950152-98-000662.txt : 19980204 0000950152-98-000662.hdr.sgml : 19980204 ACCESSION NUMBER: 0000950152-98-000662 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980203 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PROGRESSIVE CORP/OH/ CENTRAL INDEX KEY: 0000080661 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 340963169 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-07939 FILM NUMBER: 98520190 BUSINESS ADDRESS: STREET 1: 6300 WILSON MILLS RD CITY: MAYFIELD VILLAGE STATE: OH ZIP: 44143 BUSINESS PHONE: 2164615000 MAIL ADDRESS: STREET 1: 6300 WILSON MILLS RD CITY: MAYFIELD VILLAGE STATE: OH ZIP: 44143 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEWIS PETER B CENTRAL INDEX KEY: 0000900675 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 6300 WILSON MILLS ROAD CITY: MAYFIELD VILLAGE STATE: OH ZIP: 4414344674 BUSINESS PHONE: 2164467471 MAIL ADDRESS: STREET 1: PROGRESSIVE CORP STREET 2: 6300 WILSON MILLS RD CITY: MAYFIELD VALLAGE STATE: OH ZIP: 44143 SC 13G/A 1 PETER B. LEWIS/THE PROGRESSIVE CORP.--SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 15)* The Progressive Corporation (an Ohio corporation) ------------------------------------------------------------------------- (Name of Issuer) Common Shares, $1.00 Par Value --------------------------------------------------- (Title of Class of Securities) 743315 10 3 --------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ] (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 4 Pages 2 - -------------------------------- ------------------------------ CUSIP No. 743315 10 3 13G Page 2 of 4 Pages ---------------- --- --- - -------------------------------- ------------------------------ - ----------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Peter B. Lewis ###-##-#### - --------- ------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - --------- ------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------------------------------------------------------------------------ -------- -------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 10,314,838** SHARES -------- -------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED by EACH -0-** REPORTING -------- -------------------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 10,314,838** -------- -------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0-** -------- -------------------------------------------------------------------- - --------- -------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 10,314,838** - --------- -------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --------- -------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 14.2% - --------- -------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - --------- --------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! ** As of 12/31/97. Includes 1,858,797 Common Shares held by Mr. Lewis, as Trustee of two trusts established for his brother and 532,354 Common Shares held by a charitable corporation of which Mr. Lewis is a trustee and an officer. Mr. Lewis disclaims any beneficial interest with respect to all such shares. Also includes 298,000 shares held by two limited partnerships in which Mr. Lewis holds a controlling general partnership interest. Also includes 354,500 shares which Mr. Lewis has the right to acquire under stock options that were exercisable as of 12/31/97 or that will become exercisable within 60 days thereafter. Also includes 14,169 Common Shares held in an account for Mr. Lewis under the Issuer's Retirement Security Program as of 12/31/97. 3 SCHEDULE 13G ------------ Item 1(a) Name of Issuer: - --------- --------------- The name of the Issuer is The Progressive Corporation (the "Issuer"). Item 1(b) Address of Issuer's Principal Executive Offices: - --------- ------------------------------------------------ The address of the Issuer's principal executive offices is 6300 Wilson Mills Road, Mayfield Village, Ohio 44143-2182. Item 2(a) Name of Person Filing: - --------- ---------------------- The name of the person filing this Schedule 13G is Peter B. Lewis. Item 2(b) Address of the Principal Business Office or, if none, Residence: - --------- ---------------------------------------------------------------- The address of the principal business office of Peter B. Lewis is 6300 Wilson Mills Road, Mayfield Village, Ohio 44143. Item 2(c) Citizenship: - --------- ------------ Peter B. Lewis is a United States citizen. Item 2(d) Title of Class of Securities: - --------- ----------------------------- The class of securities which is the subject of this Schedule 13G is Common Shares, $1.00 par value, of the Issuer. Item 2(e) CUSIP Number: - --------- ------------- The CUSIP number for such class of securities is 743315 10 3. Item 3 Not Applicable. - ------ Item 4 Ownership - ------ ---------- (a) Amount Beneficially Owned 10,314,838** (b) Percent of Class 14.2% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 10,314,838** (ii) shared power to vote or to direct the vote -0- (iii) sole power to dispose or to direct the disposition of 10,314,838** (iv) shared power to dispose or to direct the disposition of -0-
** See footnote on page 2. Page 3 of 4 Pages 4 Item 5 Ownership of Five Percent or Less of a Class: - ------ --------------------------------------------- Not Applicable. Item 6 Ownership of More than Five Percent on Behalf of Another Person: - ------ ---------------------------------------------------------------- Not Applicable. Item 7 Identification and Classification of the Subsidiary - ------ ------------------------------------------------------- Which Acquired the Security Being Reported on By the ---------------------------------------------------------- Parent Holding Company: ----------------------- Not Applicable. Item 8 Identification and Classification of Members of the Group: - ------ ---------------------------------------------------------- Not Applicable. Item 9 Notice of Dissolution of a Group: - ------ --------------------------------- Not Applicable. Item 10 Certification: - ------- -------------- Not Applicable. SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 29, 1998 ---------------------------- Signature: /s/ Peter B. Lewis ---------------------------- Name/Title: Peter B. Lewis Page 4 of 4 Pages -----END PRIVACY-ENHANCED MESSAGE-----